-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FGyAq2LCc1saiLSQ5nb594K68/j/4SGB9UtPrGtp3ocPjje+0FgGucTRXGx9GAG4 EY7PfkePJpOtFUjjutd82w== 0000922423-01-000345.txt : 20010410 0000922423-01-000345.hdr.sgml : 20010410 ACCESSION NUMBER: 0000922423-01-000345 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010404 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANCHOR GLASS CONTAINER CORP /NEW CENTRAL INDEX KEY: 0001052163 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 593417812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54231 FILM NUMBER: 1595458 BUSINESS ADDRESS: STREET 1: 1 ANCHOR PLAZA STREET 2: 4343 ANCHOR PLAZA PARKWAY CITY: TAMPA STATE: FL ZIP: 33634-7513 BUSINESS PHONE: 8138840000 MAIL ADDRESS: STREET 1: 1 ANCHOR PLAZA STREET 2: 4343 ANCHOR PLAZA PARKWAY CITY: TAMPA STATE: FL ZIP: 33634-7513 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACKEY CHRISTOPHER M CENTRAL INDEX KEY: 0001064413 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035526900 MAIL ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 0001.txt SCHEDULE 13D AMENDMENT NO. 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 to SCHEDULE 13D Under the Securities Exchange Act of 1934 Anchor Glass Container Corporation ---------------------------------- (Name of Issuer) Common Stock, $.10 par value ---------------------------- (Title of Class of Securities) 033038209 ---------- (CUSIP Number) CoMac Partners, L.P. 1 Greenwich Office Park, 3rd Floor Greenwich, CT 06831 (203) 552-6900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) See Item 4 ------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: |_| Page 1 of 10 pages SCHEDULE 13D CUSIP No. 033038209 Page 2 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Partners, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 70,132(1) SHARES ------------------------------------------------------ BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH ------------------------------------------------------ REPORTING 9) SOLE DISPOSITIVE POWER PERSON 70,132(1) WITH ------------------------------------------------------ 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,132 (See Item 5)(1) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2%(2) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ----------------------- (1) 969,687 shares including 795,817 shares of Common Stock (the "Common Stock") issuable upon conversion of 22,354 shares of the Issuer's Series A 10% Cumulative Convertible Preferred Stock ("Preferred Stock") and 103,738 shares of Common Stock issuable upon the exercise of warrants ("Warrants") owned by CoMac Partners, L.P. (2) 31.7% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 3 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac International N.V. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION NETHERLANDS ANTILLES - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 60,853(3) BENEFICIALLY --------------------------------------------------- OWNED BY 8) SHARED VOTING POWER EACH Not Applicable REPORTING --------------------------------------------------- PERSON 9) SOLE DISPOSITIVE POWER WITH 60,853(3) --------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 60,853 (See Item 5)(3) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.8%(4) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - ---------------------- (3) 919,899 shares including 754,133 shares of Common Stock issuable upon conversion of 12,632 shares of Preferred Stock and 104,913 shares of Common Stock issuable upon the exercise of Warrants owned by CoMac International N.V. (4) 30.5% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 4 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Opportunities Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - ------------------------------------------------------------------------------ 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER 1,564(5) NUMBER OF --------------------------------------------------- SHARES 8) SHARED VOTING POWER BENEFICIALLY Not Applicable OWNED BY --------------------------------------------------- EACH 9) SOLE DISPOSITIVE POWER REPORTING 1,564(5) PERSON --------------------------------------------------- WITH 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,564 (See Item 5)(5) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 0.1%(6) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ----------------------- (5) 18,319 shares including 15,179 shares of Common Stock issuable upon conversion of 3,643 shares of Preferred Stock and 1,576 shares of Common Stock issuable upon the exercise of Warrants owned by CoMac Opportunities Fund, L.P. (6) 0.1% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 5 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Endowment Fund, L.P. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 26,954(7) SHARES ------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH ------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 26,954(7) WITH ------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,954 (See Item 5)(7) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 0.1%(8) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ------------------------ (7) 345,488 shares including 283,375 shares of Common Stock issuable upon conversion of 68,010 shares of Preferred Stock and 35,159 shares of Common Stock issuable upon the exercise of Warrants owned by CoMac Endowment Fund, L.P. (8) 13.9% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 6 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Christopher M. Mackey - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS PF, AF - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 52(9) SHARES ------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY 159,503(10) EACH ------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 52(9) WITH ------------------------------------------------- 10) SHARED DISPOSITIVE POWER 159,503(10) - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 159,555 (See Item 5)(11) - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.4%(12) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------- (9) 919 shares including 754 shares of Common Stock issuable upon conversion of 181 shares of Preferred Stock and 113 shares of Common Stock issuable upon the exercise of Warrants owned by Mr. Mackey. (10) 2,253,393 shares including 1,848,504 shares of Common Stock issuable upon conversion of 443,641 shares of Preferred Stock and 245,386 shares of Common Stock issuable upon the exercise of Warrants that may be deemed to be beneficially owned by Mr. Mackey (See Item 5). (11) 2,254,312 shares including 1,849,258 shares of Common Stock issuable upon conversion of 443,822 shares of Preferred Stock and 245,499 shares of Common Stock issuable upon the exercise of Warrants that are owned or may be deemed to be beneficially owned by Mr. Mackey (see Item 5). (12) 53.0% including shares of Common Stock issuable upon conversion of Preferred Stock and exercise of Warrants. Amendment No.5 to Schedule 13D This amends the Schedule 13D dated June 22, 1998, as amended and restated by Amendment No. 4 dated June 30, 2000, (the "Schedule 13D") filed by CoMac Partners, L.P., CoMac International N.V., CoMac Endowment Fund, L.P., CoMac Opportunities Fund, L.P. and Christopher M. Mackey (the "Reporting Persons") with respect to the Common Stock, $.10 par value (the "Common Stock") of Anchor Glass Container Corporation, a Delaware corporation (the "Company"). Notwithstanding this Amendment No. 5, the Schedule 13D speaks as of its date. Capitalized terms used herein without definition have the meanings assigned to them in the Schedule 13D. Item 4 of Schedule 13D, "Purpose of Transaction," is amended to add the following at the end thereof: The Reporting Persons are the holders of 446,147 shares of the Company's Series A 10% Cumulative Convertible Preferred Stock (the "Preferred Stock") which constitute approximately 19.9% of the total outstanding shares of the Preferred Stock. Under the terms of the Preferred Stock, if twelve (12) quarterly dividend payments are unpaid, the Board of Directors of the Company automatically increases by five (5) members. The relevant provisions of the Certificate of Designations, Preferences and Relative, Participating, Optional or Other Rights, and the Qualifications, Limitations or Restrictions thereof, of the Series A 10% Cumulative Convertible Preferred Stock of the Company are attached as Exhibit A and incorporated hereto. The Company has currently failed to make at least twelve (12) quarterly dividend payments on the Preferred Stock. Accordingly, the Reporting Persons intend to take the appropriate action under the Company's charter, by-laws, and the Delaware General Corporation Law, together with the other holders of the Preferred Stock, to elect five (5) directors (the "Series A Preferred Stock Directors") to the Company's Board of Directors. The Company's Board of Directors presently consists of 13 directors. The Reporting Persons have had, and they expect to continue to have, discussions with other holders of the Preferred Stock concerning the election of the Series A Preferred Stock Directors. The Reporting Persons may propose that one or more of the nominees of the Series A Preferred Stock Directors are representatives of the Reporting Persons. Except as disclosed in this Item 4, the Reporting Persons have no current plans or proposals which relate to or would result in any event described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Page 7 of 10 pages Exhibit A 6. Voting. (b) Default in Payment of Dividends. Whenever dividends payable on Shares are in arrears and unpaid in an aggregate amount equal to or exceeding the aggregate amount of dividends payable thereon for twelve (12) quarterly dividend payments, the number of directors then constituting the Board of Directors of the Corporation shall thereupon automatically be increased by five (5), and the holders of the Series A 10% Preferred Stock shall have the exclusive and special right, voting separately as a class to elect five (5) directors ("Series A Preferred Stock Directors") to fill such newly created directorships by the vote of the holders of record of a majority of the Shares voting in such election. Whenever the right of the holders of Series A 10% Preferred Stock to elect Series A Preferred Stock Directors shall have vested, such right may be exercised initially either at a special meeting of such holders of Series A 10% Preferred Stock called as provided in the following paragraph, or at any annual meeting of stockholders, and thereafter at annual meetings of stockholders. The right of the holders of Series A 10% Preferred Stock voting separately as a class to elect Series A Preferred Stock Directors as aforesaid, when vested, shall continue until such time as all dividends in arrears on the Shares shall have been paid in full and, when so paid, the right of the holders of Series A 10% Preferred Stock to elect Series A Preferred Stock Directors as aforesaid shall cease, subject always to revisiting in the event of each and every subsequent failure to pay in full the aggregate amount specified in the preceding paragraph. At any time when such special voting power shall have vested in the holders of Series A 10% Preferred Stock as provided in the preceding paragraph, a proper officer of the Corporation, shall upon the written request of the holders of record of at least twenty-five percent (25%) of the Shares, call a special meeting of the holders of record of the Series A 10% Preferred Stock, such special meeting to be held within forty-five (45) calendar days after the date on which such request is received by the Corporation, for the purpose of enabling such holders to elect the number of directors specified above; provided, however, that such special meeting need not be called if an annual meeting of stockholders of the Corporation for the election of directors shall be scheduled to be held within such forty-five (45) calendar days; and provided, further, that in lieu of any such special meeting, the election of the directors to be elected thereat may be effected by the written consent of the holders of record of a majority of the Shares. Any director elected by the holders of record of the Series A 10% Preferred Stock shall continue to serve as such director until (i) removed by the vote of the holders of record of a majority of the Series A 10% Preferred Stock then outstanding, voting separately as a class; (ii) the next annual meeting of the stockholders of the Corporation and until his or her successor is duly elected and qualified by the holders of Series A 10% Preferred Stock; or (iii) the right of holders of the Series A 10% Preferred Stock, voting as a separate class, to elect directors as provided in this Section 6(b) shall have terminated, whichever first occurs. If, prior to the end of the term of any director elected as aforesaid by the holders of record of the Series A 10% Preferred Stock, a vacancy in the office of such director shall occur by reason of death, resignation, removal or disability, or for any other cause, such vacancy shall be filled for the unexpired term by vote or written consent of the holders of record of a majority of the outstanding Series A 10% Preferred Stock then outstanding, voting or acting separately as a class. Page 8 of 10 pages SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated: April 2, 2001 COMAC PARTNERS, L.P. By: CoMac Associates, L.P., general partner of CoMac Partners, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. /s/ Christopher M. Mackey ------------------------------- Name: Christopher M. Mackey Title: Co-Chairman COMAC INTERNATIONAL N.V. By: /s/ Christopher M. Mackey ---------------------------- Name: Christopher M. Mackey Title: Director COMAC ENDOWMENT FUND, L.P. By: CoMac Advisers, Inc., its general partner By: /s/ Christopher M. Mackey ---------------------------- Name: Christopher M. Mackey Title: Co-Chairman Page 9 of 10 pages COMAC OPPORTUNITIES FUND, L.P. By: CoMac Associates, L.P., general partner of CoMac Opportunities Fund, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. By: /s/ Christopher M. Mackey -------------------------------- Name: Christopher M. Mackey Title: Co-Chairman /s/ Christopher M. Mackey ----------------------------------- Name: Christopher M. Mackey Page 10 of 10 pages -----END PRIVACY-ENHANCED MESSAGE-----